Personnel Hong Kong SFC License Details (ID 108808)

Personnel Hong Kong SFC License Details (ID 108808)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK SECURITIES (HK) LIMITED	Rep	Advising on securities	2014-09-16	2015-08-19
	Rep	Dealing in securities	2014-09-16	2015-08-19
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in securities	2010-04-07	2011-08-17
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2008-02-22	2010-03-22
AP Asset Management (HK) Limited	Rep	Asset management	2007-12-04	2007-12-09
	Rep	Advising on securities	2007-10-30	2007-12-09
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-03-03
	Rep	Dealing in securities	-	2004-03-03
	Rep	Advising on securities	-	2007-09-12