Personnel Hong Kong SFC License Details (ID 108809)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FT Securities Limited	RO	Advising on futures contracts	2005-09-22	2006-02-06
	RO	Dealing in futures contracts	2005-09-22	2006-02-06
	RO	Advising on securities	2005-04-12	2006-02-06
	RO	Asset management	2005-04-12	2006-02-06
	RO	Dealing in securities	2005-04-12	2006-02-06
JEFFERIES BACHE (HONG KONG) LIMITED	RO	Dealing in futures contracts	2005-04-12	2005-10-04