Personnel Hong Kong SFC License Details (ID 108824)

Personnel Hong Kong SFC License Details (ID 108824)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bright Stream Capital Management Limited	RO	Asset management	2018-02-12	-
	Rep	Asset management	2012-11-21	2018-02-12
Point72 Hong Kong Limited	Rep	Asset management	2008-12-11	2009-01-23
	Rep	Asset management	2007-12-10	2008-10-16
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-05
	Rep	Asset management	2003-04-01	2004-01-05
	Rep	Providing automated trading services	2003-04-01	2004-01-05
	Rep	Advising on securities	2003-04-01	2004-01-12
	Rep	Dealing in securities	2003-04-01	2004-01-12
ETRADE SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-05
	Rep	Asset management	2003-04-01	2004-01-05
	Rep	Providing automated trading services	2003-04-01	2004-01-05
	Rep	Advising on securities	2003-04-01	2004-01-12
	Rep	Dealing in securities	2003-04-01	2004-01-12