Personnel Hong Kong SFC License Details (ID 108828)

Personnel Hong Kong SFC License Details (ID 108828)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-04-27	2005-04-15
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2004-04-27	2005-04-15
PHILLIP COMMODITIES (HK) LIMITED	Rep	Providing automated trading services	-	2003-08-15
	Rep	Asset management	-	2003-12-09
	Rep	Advising on futures contracts	-	2004-04-07
	Rep	Dealing in futures contracts	-	2004-04-08
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-04-07
	Rep	Advising on securities	-	2004-04-07
	Rep	Asset management	-	2004-04-07
	Rep	Dealing in securities	-	2004-04-08