Personnel Hong Kong SFC License Details (ID 108868)

Personnel Hong Kong SFC License Details (ID 108868)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Derivatives China (Hong Kong) Limited	RO	Asset management	2018-08-10	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2011-10-19	2012-06-12
	Rep	Dealing in securities	2011-10-19	2012-06-12
Aberdeen International Investment Management Limited	Rep	Advising on securities	2008-01-21	2008-12-19
	Rep	Dealing in securities	2008-01-21	2008-12-19
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2004-10-14	2008-12-19
	Rep	Dealing in securities	2004-01-07	2004-04-06
HUA NAN SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-04-25
	Rep	Advising on securities	2003-04-01	2003-04-25
	Rep	Asset management	2003-04-01	2003-04-25
	Rep	Dealing in securities	2003-04-01	2003-04-25