Stubbs, Arthur James Kay Hong Kong SFC License Details (ID 108883)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2003-10-29	2004-02-20
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2003-10-29	2004-02-20
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	-	2003-09-03
	Rep	Advising on securities	-	2003-09-03
	Rep	Asset management	-	2003-09-03
	Rep	Dealing in securities	-	2006-04-01