Personnel Hong Kong SFC License Details (ID 108904)

Personnel Hong Kong SFC License Details (ID 108904)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2011-11-01	-
ICBC INTERNATIONAL RESEARCH LIMITED	RO	Advising on securities	2009-07-10	2010-12-22
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-05-13	2009-07-14
ICEA SECURITIES ASIA LIMITED	RO	Advising on securities	2006-05-19	2009-04-30
	Rep	Advising on corporate finance	2003-04-01	2004-01-12
	Rep	Asset management	2003-04-01	2004-01-12
	Rep	Dealing in securities	2003-04-01	2004-01-12
	Rep	Advising on securities	2003-04-01	2006-05-19