| Planetree Asset Management Limited (HK) | Rep | Asset management | 2026-01-16 | 2026-06-30 |
| Planetree Discount Lending Limited | Rep | Securities margin financing | 2026-01-16 | 2026-06-30 |
| Planetree Futures Limited | Rep | Dealing in futures contracts | 2026-01-16 | 2026-06-30 |
| Planetree Research Limited | Rep | Advising on futures contracts | 2026-01-16 | 2026-06-30 |
| Rep | Advising on securities | 2026-01-16 | 2026-06-30 |
| Planetree Securities Limited | Rep | Providing automated trading services | 2026-01-16 | 2026-06-30 |
| Rep | Dealing in securities | 2026-01-16 | 2026-06-30 |
| Rep | Leveraged foreign exchange trading | 2026-01-16 | 2026-06-30 |
| ONE FINANCIAL MARKETS ASIA LIMITED | RO | Leveraged foreign exchange trading | 2016-10-31 | 2018-11-30 |
| Future Growth Asset Management Limited | Rep | Advising on securities | 2014-04-16 | 2015-02-02 |
| Rep | Asset management | 2014-04-16 | 2015-02-02 |
| Future Growth Financial Services Limited | RO | Leveraged foreign exchange trading | 2014-04-04 | 2015-02-02 |
| Rep | Leveraged foreign exchange trading | 2014-02-18 | 2014-04-04 |
| Swissquote Asia Limited | RO | Leveraged foreign exchange trading | 2013-02-25 | 2014-02-10 |
| GAIN CAPITAL - FOREX.COM HONG KONG LIMITED (TRADING AS FOREX.COM HONG KONG, FOREX.COM ASIA PACIFIC, GAIN CAPITAL FOREX) | RO | Leveraged foreign exchange trading | 2009-07-22 | 2011-12-06 |
| MF Global Hong Kong Limited | RO | Leveraged foreign exchange trading | 2007-08-08 | 2008-10-04 |
| Rep | Leveraged foreign exchange trading | 2007-05-17 | 2007-08-08 |
| Rep | Dealing in futures contracts | 2007-05-17 | 2008-10-04 |
| Rep | Dealing in securities | 2007-05-17 | 2008-10-04 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-07-21 | 2007-05-12 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-07-21 | 2007-05-12 |
| Rep | Leveraged foreign exchange trading | 2006-07-21 | 2007-05-12 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-05-17 | 2006-06-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-05-17 | 2006-06-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2006-05-15 | 2006-06-30 |
| CMC Markets Asia Limited | Rep | Leveraged foreign exchange trading | 2005-05-18 | 2006-05-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-06-09 | 2005-05-11 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-09-08 | 2005-05-11 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-09-03 | 2005-05-11 |
| ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2003-09-02 |
| Rep | Asset management | - | 2003-09-02 |
| Rep | Providing automated trading services | - | 2003-09-02 |
| Rep | Advising on securities | - | 2003-09-03 |
| Rep | Dealing in securities | - | 2003-09-03 |
| ETRADE SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2003-09-02 |
| Rep | Asset management | - | 2003-09-02 |
| Rep | Providing automated trading services | - | 2003-09-02 |
| Rep | Advising on securities | - | 2003-09-03 |
| Rep | Dealing in securities | - | 2003-09-03 |