Personnel Hong Kong SFC License Details (ID 108917)

Personnel Hong Kong SFC License Details (ID 108917)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASSET MANAGEMENT GROUP LIMITED	Rep	Advising on securities	2010-10-15	2011-06-21
	Rep	Dealing in securities	2010-10-15	2011-06-21
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2009-02-04	2010-05-09
PROSTICKS.COM LIMITED	Rep	Advising on securities	2005-02-15	2006-01-10
STANHILL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2004-02-09	2005-01-13
	Rep	Advising on securities	2004-02-09	2005-01-13
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-05-14
	Rep	Advising on securities	-	2003-05-14
	Rep	Asset management	-	2003-05-14
	Rep	Providing automated trading services	-	2003-05-14
	Rep	Dealing in securities	-	2003-05-14
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-05-14
	Rep	Advising on securities	-	2003-05-14
	Rep	Asset management	-	2003-05-14
	Rep	Providing automated trading services	-	2003-05-14
	Rep	Dealing in securities	-	2003-05-14