Personnel Hong Kong SFC License Details (ID 108920)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Advising on securities	2011-09-28	2012-08-25
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-02-03
	Rep	Asset management	-	2004-02-03
	Rep	Advising on securities	-	2005-01-01