Personnel Hong Kong SFC License Details (ID 108926)

Personnel Hong Kong SFC License Details (ID 108926)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Vered Asset Management (Hong Kong) Limited	Rep	Advising on securities	2017-01-13	2018-04-27
	Rep	Asset management	2017-01-13	2018-04-27
Fubon Fund Management (Hong Kong) Limited	RO	Asset management	2014-11-25	2017-01-02
	RO	Advising on securities	2014-06-19	2017-01-02
	RO	Dealing in securities	2014-06-19	2017-01-02
MICH INVESTMENTS (ASIA) LIMITED	RO	Asset management	2008-06-19	2010-05-18
PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2005-08-25	2008-03-22
	RO	Advising on securities	2005-08-25	2008-03-22
	RO	Asset management	2005-08-25	2008-03-22
	Rep	Asset management	2005-08-08	2005-08-25
GRAND ALLIANCE ASSET MANAGEMENT LIMITED	Rep	Advising on corporate finance	-	2004-02-05
	Rep	Advising on futures contracts	-	2004-02-05
	Rep	Advising on securities	-	2004-02-05
	Rep	Asset management	-	2005-08-03