Personnel SFC Licences and HKMA Registrations (ID 108935)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BANK CONSORTIUM TRUST COMPANY LIMITED	RO	Providing depositary services for relevant collective investment schemes	2024-10-02	-
BCT Financial Limited	RO	Advising on securities	2022-05-30	-
	RO	Dealing in securities	2022-05-30	-
MANULIFE (INTERNATIONAL) LIMITED	Rep	Advising on securities	2009-01-20	2009-07-25
	Rep	Advising on securities	2005-12-29	2007-12-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.