| BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2024-07-29 | 2025-07-31 |
| RO | Dealing in securities | 2024-05-03 | 2025-07-31 |
| RO | Advising on securities | 2024-02-08 | 2025-07-31 |
| RO | Asset management | 2024-02-08 | 2025-07-31 |
| Rep | Advising on securities | 2024-01-19 | 2024-02-08 |
| Rep | Asset management | 2024-01-19 | 2024-02-08 |
| Rep | Dealing in securities | 2024-01-19 | 2024-05-03 |
| Hong Kong Metasequoia Capital Management Limited | RO | Advising on securities | 2019-06-25 | 2024-01-12 |
| RO | Asset management | 2019-06-25 | 2024-01-12 |
| SHUN HENG SECURITIES LIMITED | RO | Dealing in securities | 2019-06-25 | 2024-01-12 |
| Hong Kong Metasequoia Capital Management Limited | Rep | Advising on securities | 2019-06-17 | 2019-06-25 |
| Rep | Asset management | 2019-06-17 | 2019-06-25 |
| China Reserve Securities Limited | Rep | Advising on securities | 2019-03-28 | 2019-06-03 |
| Rep | Asset management | 2019-03-28 | 2019-06-03 |
| Huge Asset Management Limited | RO | Advising on securities | 2016-11-23 | 2019-02-14 |
| RO | Asset management | 2016-11-23 | 2019-02-14 |
| Rep | Advising on securities | 2016-11-08 | 2016-11-23 |
| Rep | Asset management | 2016-11-08 | 2016-11-23 |
| F.T.M.F. DISTRIBUTION LIMITED | Rep | Asset management | 2014-12-12 | 2016-10-18 |
| RO | Advising on securities | 2012-03-22 | 2016-10-18 |
| Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2011-03-14 | 2011-03-28 |
| Rep | Dealing in securities | 2011-03-14 | 2011-03-28 |
| Arete Research Asia Limited | RO | Advising on securities | 2010-07-23 | 2010-09-10 |
| INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2008-05-09 | 2010-02-06 |
| INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC) | Rep | Dealing in securities | 2008-05-09 | 2010-02-06 |
| ETRADE SECURITIES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2005-12-23 | 2007-10-12 |
| Rep | Advising on securities | 2004-07-09 | 2007-10-12 |
| Rep | Leveraged foreign exchange trading | 2004-07-09 | 2007-10-12 |
| Rep | Dealing in securities | 2004-06-24 | 2007-10-12 |
| FT Securities Limited | Rep | Dealing in securities | 2004-05-03 | 2004-05-11 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-05-03 | 2004-05-11 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-01-07 | 2004-03-11 |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-01-07 | 2004-03-11 |
| BOCI Bullion Company Limited | Rep | Advising on corporate finance | - | 2003-12-03 |
| Rep | Advising on securities | - | 2003-12-03 |
| Rep | Asset management | - | 2003-12-03 |
| Rep | Providing automated trading services | - | 2004-03-11 |
| Rep | Dealing in securities | - | 2004-03-11 |
| Goldin Equities Limited | Rep | Advising on corporate finance | - | 2003-12-03 |
| Rep | Advising on securities | - | 2003-12-03 |
| Rep | Asset management | - | 2003-12-03 |
| Rep | Dealing in securities | - | 2004-03-11 |