Personnel Hong Kong SFC License Details (ID 108992)

Personnel Hong Kong SFC License Details (ID 108992)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	RO	Advising on corporate finance	2007-02-02	2011-05-13
	RO	Dealing in securities	2007-02-02	2011-05-13
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	RO	Dealing in securities	2007-02-02	2011-05-13
	Rep	Dealing in securities	2003-10-17	2007-02-02
Citigroup Global Markets Asia Limited	Rep	Advising on securities	-	2003-10-10
	Rep	Asset management	-	2003-10-10
	Rep	Providing automated trading services	-	2003-10-10
	Rep	Advising on corporate finance	-	2007-02-02
	Rep	Dealing in securities	-	2007-02-02