Personnel Hong Kong SFC License Details (ID 109002)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SARASIN RABO INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2008-10-22	2011-01-31
	Rep	Dealing in securities	2008-10-22	2011-01-31
FT Securities Limited	Rep	Advising on corporate finance	-	2004-05-18
	Rep	Advising on securities	-	2004-05-18
	Rep	Asset management	-	2004-05-18
	Rep	Dealing in securities	-	2004-07-09
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2004-05-18
	Rep	Asset management	-	2004-05-18
	Rep	Dealing in futures contracts	-	2004-07-09