Personnel SFC Licences and HKMA Registrations (ID 109010)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BC Global Asset Management Limited	RO	Advising on securities	2026-03-18	-
	RO	Asset management	2026-03-18	-
	RO	Dealing in securities	2026-03-18	-
	Rep	Advising on securities	2025-08-29	2026-03-18
	Rep	Asset management	2025-08-29	2026-03-18
	Rep	Dealing in securities	2025-08-29	2026-03-18
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-03-24
	Rep	Asset management	2003-04-01	2005-03-24
	Rep	Advising on securities	2003-04-01	2006-03-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.