Personnel Hong Kong SFC License Details (ID 109011)

Personnel Hong Kong SFC License Details (ID 109011)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN ASSETS (ASIA) LIMITED	RO	Advising on securities	2019-11-21	2025-03-08
	RO	Asset management	2019-11-21	2025-03-08
	Rep	Advising on securities	2019-08-27	2019-11-21
	Rep	Asset management	2019-08-27	2019-11-21
GF Asset Management (Hong Kong) Limited	RO	Advising on securities	2017-02-10	2019-07-31
	RO	Asset management	2017-02-10	2019-07-31
	Rep	Advising on securities	2016-11-09	2017-02-10
	Rep	Asset management	2016-11-09	2017-02-10
VL ASSET MANAGEMENT LIMITED	RO	Asset management	2012-01-31	2016-09-30
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2008-06-24	2011-07-08
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	RO	Advising on futures contracts	2008-05-29	2008-05-31
	RO	Advising on securities	2008-05-29	2008-05-31
	Rep	Asset management	2008-03-19	2008-05-31
QUAM ASSET MANAGEMENT LIMITED	RO	Advising on securities	2007-03-07	2007-09-20
	Rep	Advising on securities	2007-02-13	2007-03-07
	Rep	Asset management	2006-02-02	2007-09-20
CHINA TONGHAI (IA) LIMITED	RO	Advising on securities	2005-11-08	2007-01-16
	Rep	Advising on securities	-	2005-11-08