Personnel Hong Kong SFC License Details (ID 109035)

Personnel Hong Kong SFC License Details (ID 109035)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GLOBAL INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2015-05-29	2026-01-31
	Rep	Dealing in securities	2015-05-29	2026-01-31
oOo Securities (HK) Group Limited	Rep	Dealing in securities	2011-11-03	2013-01-07
ANGUS MOORE LIMITED	Rep	Advising on securities	2008-03-25	2009-08-26
GLOBAL INVESTMENT ADVISORS LIMITED	Rep	Dealing in securities	2005-05-20	2006-02-03
	Rep	Advising on securities	2005-05-20	2008-03-08
INVESTEC ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on corporate finance	-	2003-08-25
	Rep	Asset management	-	2003-08-25
	Rep	Advising on securities	-	2005-03-08
	Rep	Dealing in securities	-	2005-03-08