| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2024-03-05 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2024-03-05 | - |
| Emperio Securities and Assets Management Limited | RO | Dealing in securities | 2018-06-13 | 2019-09-23 |
| RO | Advising on securities | 2017-09-06 | 2019-09-23 | |
| RO | Asset management | 2017-09-06 | 2019-09-23 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-07-10 | 2017-07-08 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-07-10 | 2017-07-08 |
| iBest Consultants Limited | Rep | Advising on securities | 2013-03-28 | 2013-08-02 |
| Rep | Dealing in futures contracts | 2013-03-28 | 2013-08-02 | |
| Rep | Dealing in securities | 2013-03-28 | 2013-08-02 | |
| BOCOM International Securities Limited | Rep | Dealing in securities | 2011-12-12 | 2012-03-20 |
| AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-08-25 | 2009-11-24 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2009-05-26 | 2009-11-24 |
| AISANCE ASSET MANAGEMENT LIMITED | RO | Asset management | 2005-06-16 | 2005-07-22 |
| CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Asset management | 2003-06-11 | 2004-03-11 |
No HKMA registrations in the collected records.