Lok, Marshal Wai Chun 駱瑋浚

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2014-11-27	2015-04-13
	Rep	Dealing in securities	2014-11-27	2015-04-13
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2010-05-26	2011-05-03
	Rep	Advising on securities	2010-05-26	2011-05-03
	Rep	Dealing in securities	2010-05-26	2011-05-03
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2007-03-28	2010-02-27
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2005-10-20	2006-11-14
	Rep	Dealing in securities	2005-10-20	2006-11-14
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2004-01-26	2004-02-13
	Rep	Dealing in securities	2004-01-26	2004-02-13

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2014-11-27	2015-04-13
	Rep	Dealing in securities	2014-11-27	2015-04-13
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2010-05-26	2011-05-03
	Rep	Advising on securities	2010-05-26	2011-05-03
	Rep	Dealing in securities	2010-05-26	2011-05-03
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2007-03-28	2010-02-27
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2005-10-20	2006-11-14
	Rep	Dealing in securities	2005-10-20	2006-11-14
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2004-01-26	2004-02-13
	Rep	Dealing in securities	2004-01-26	2004-02-13