Personnel Hong Kong SFC License Details (ID 109038)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on securities	2026-07-29	-
	Rep	Dealing in securities	2026-07-29	-
FWD Life Insurance Company (Bermuda) Limited	Rep	Advising on securities	2004-10-05	2008-02-25
	Rep	Asset management	2004-10-05	2008-02-25
NNIP HONG KONG LIMITED	Rep	Advising on securities	2003-12-31	2008-02-25
	Rep	Asset management	2003-12-31	2008-02-25
	Rep	Dealing in securities	2003-07-07	2008-02-25