Personnel Hong Kong SFC License Details (ID 109039)

Personnel Hong Kong SFC License Details (ID 109039)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LOMBARD ODIER (HONG KONG) LIMITED	Rep	Advising on securities	2012-09-28	2014-02-13
	Rep	Dealing in securities	2012-09-28	2014-02-13
Julius Baer (Hong Kong) Limited	Rep	Advising on securities	2010-03-17	2011-06-13
	Rep	Dealing in securities	2010-03-17	2011-06-13
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	-	2005-03-01
	Rep	Advising on securities	-	2005-03-01
	Rep	Asset management	-	2005-03-01
	Rep	Providing automated trading services	-	2005-03-01
	Rep	Dealing in securities	-	2005-03-01
Merrill Lynch Far East Limited	Rep	Asset management	-	2005-01-25
	Rep	Advising on corporate finance	-	2005-03-01
	Rep	Advising on securities	-	2005-03-01
	Rep	Dealing in securities	-	2005-03-01