| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2013-04-15 | 2020-09-07 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2013-04-15 | 2020-09-07 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-10-16 | 2010-07-12 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-09-04 | 2010-07-12 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-09-03 | 2008-05-20 |
| Citigroup Global Markets Asia Limited | Rep | Asset management | - | 2005-01-28 |
| Rep | Advising on corporate finance | - | 2005-03-21 |
| Rep | Advising on securities | - | 2005-03-21 |
| Rep | Providing automated trading services | - | 2005-03-21 |
| Rep | Dealing in securities | - | 2008-05-20 |