Williams, Mark Andrew (SFC:AGJ168)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Alphatraxx (H.K.) Limited	RO	Advising on securities	2006-09-21	2009-08-17
	RO	Asset management	2006-09-21	2009-08-17
	Rep	Advising on securities	2006-09-07	2006-09-21
	Rep	Asset management	2006-09-07	2006-09-21
FOX-PITT, KELTON (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-09-26
	Rep	Asset management	-	2003-09-26
	Rep	Advising on securities	-	2005-02-01
	Rep	Dealing in securities	-	2005-02-01

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Alphatraxx (H.K.) Limited	RO	Advising on securities	2006-09-21	2009-08-17
	RO	Asset management	2006-09-21	2009-08-17
	Rep	Advising on securities	2006-09-07	2006-09-21
	Rep	Asset management	2006-09-07	2006-09-21
FOX-PITT, KELTON (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-09-26
	Rep	Asset management	-	2003-09-26
	Rep	Advising on securities	-	2005-02-01
	Rep	Dealing in securities	-	2005-02-01