Personnel Hong Kong SFC License Details (ID 109059)

Personnel Hong Kong SFC License Details (ID 109059)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED	RO	Advising on securities	2010-01-04	2012-05-15
	RO	Asset management	2010-01-04	2012-05-15
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2006-08-17	2008-11-08
BOCI RESEARCH LIMITED	Rep	Advising on securities	2005-08-01	2006-03-03
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on corporate finance	2004-03-31	2005-07-24
	Rep	Dealing in securities	2004-03-31	2005-07-24
Mason Securities Limited	Rep	Advising on corporate finance	-	2004-02-09
	Rep	Advising on securities	-	2004-02-09
	Rep	Asset management	-	2004-02-09