| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ROCTEC INVESTMENT LIMITED | RO | Advising on futures contracts | 2005-09-16 | 2021-09-27 |
| ROCTEC FUTURES TRADING COMPANY LIMITED | RO | Dealing in futures contracts | 2003-04-01 | - |
| RO | Advising on futures contracts | 2003-04-01 | 2005-09-14 | |
| RO | Asset management | 2003-04-01 | 2005-09-14 | |
| ROCTEC INVESTMENT LIMITED | RO | Advising on corporate finance | 2003-04-01 | 2005-09-14 |
| RO | Advising on securities | 2003-04-01 | 2021-09-27 | |
| RO | Asset management | 2003-04-01 | 2021-09-27 | |
| ROCTEC SECURITIES COMPANY LIMITED | RO | Advising on securities | 2003-04-01 | - |
| RO | Asset management | 2003-04-01 | - | |
| RO | Dealing in securities | 2003-04-01 | - | |
| RO | Advising on corporate finance | 2003-04-01 | 2005-09-14 |
No HKMA registrations in the collected records.