Personnel Hong Kong SFC License Details (ID 109188)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2012-08-31	2012-11-30
	Rep	Dealing in securities	2011-04-08	2011-07-08
	Rep	Dealing in securities	2007-05-03	2007-05-21
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	-	2004-10-12
	Rep	Advising on securities	-	2004-10-12
	Rep	Asset management	-	2004-10-12
	Rep	Dealing in securities	-	2005-05-03