Ng, Chak Ming 吳澤明 Hong Kong SFC License Details (ID 109206)

Ng, Chak Ming 吳澤明 Hong Kong SFC License Details (ID 109206)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GETTA SECURITIES LIMITED	Rep	Advising on securities	2014-03-04	2017-03-31
	Rep	Dealing in securities	2014-03-04	2017-03-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2007-10-15	2008-11-21
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2007-09-20	2008-11-21
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2005-04-07	2007-08-03
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2003-10-28	2004-07-26
Newedge Broker Hong Kong Limited	Rep	Advising on futures contracts	-	2003-07-09
	Rep	Asset management	-	2003-07-09
	Rep	Providing automated trading services	-	2003-07-09
	Rep	Dealing in futures contracts	-	2003-10-28
SG Asset Finance (Hong Kong) Limited	Rep	Advising on corporate finance	-	2003-07-09
	Rep	Advising on securities	-	2003-07-09
	Rep	Asset management	-	2003-07-09
	Rep	Providing automated trading services	-	2003-07-09
	Rep	Dealing in securities	-	2004-07-26