| DEUTSCHE SECURITIES ASIA LIMITED | RO | Advising on securities | 2009-03-27 | 2009-12-11 |
| RO | Dealing in securities | 2004-11-25 | 2009-12-11 |
| RO | Advising on futures contracts | 2004-01-08 | 2009-12-11 |
| RO | Dealing in futures contracts | 2004-01-08 | 2009-12-11 |
| DEUTSCHE FUTURES HONG KONG LIMITED | RO | Dealing in futures contracts | 2003-07-07 | 2004-06-29 |
| Rep | Dealing in futures contracts | 2003-06-09 | 2003-07-07 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-06-09 | 2004-11-25 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2003-04-10 | 2003-05-12 |
| Rep | Dealing in securities | - | 2003-05-12 |
| Morgan Stanley Hong Kong Futures Limited | RO | Providing automated trading services | - | 2003-05-12 |
| RO | Dealing in futures contracts | - | 2003-05-12 |