Personnel Hong Kong SFC License Details (ID 109236)

Personnel Hong Kong SFC License Details (ID 109236)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HOORAY SECURITIES LIMITED	Rep	Dealing in securities	2014-10-28	2023-05-17
Mirae Asset Securities (HK) Limited	RO	Advising on securities	2007-10-09	2009-04-30
MEGA CAPITAL (ASIA) COMPANY LIMITED	RO	Advising on securities	2007-05-11	2007-06-22
Beevest Securities Limited	RO	Advising on securities	2004-12-06	2007-05-22
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-01-07
	Rep	Advising on securities	-	2004-01-07
	Rep	Asset management	-	2004-01-07