Personnel Hong Kong SFC License Details (ID 109254)

Personnel Hong Kong SFC License Details (ID 109254)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aqua Lake Capital Limited	RO	Advising on securities	2026-06-01	-
	RO	Asset management	2026-06-01	-
Wolver Hill Asset Management Asia Limited	Rep	Advising on securities	2023-05-22	2026-05-30
	Rep	Asset management	2023-05-22	2026-05-30
ABAX GLOBAL CAPITAL (HONG KONG) LIMITED	RO	Asset management	2014-04-16	2023-03-30
	Rep	Asset management	2013-12-23	2014-04-16
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-20	2010-10-01
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2010-05-06	2010-10-01
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-05-06	2010-08-20
Citadel Asia Limited	Rep	Asset management	2008-08-11	2010-03-23
Merrill Lynch (Asia Pacific) Limited	Rep	Asset management	2003-04-01	2005-01-25
	Rep	Advising on corporate finance	2003-04-01	2005-03-23
	Rep	Advising on securities	2003-04-01	2005-03-23
	Rep	Providing automated trading services	2003-04-01	2005-03-23
	Rep	Dealing in securities	2003-04-01	2008-05-10