Personnel Hong Kong SFC License Details (ID 109283)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	RO	Dealing in securities	2017-10-03	-
	RO	Dealing in securities	2015-12-22	2017-10-02
	Rep	Dealing in securities	2012-03-27	2015-12-22
LLOYDS TSB PACIFIC LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-27
	Rep	Advising on securities	2003-04-01	2004-02-27
	Rep	Asset management	2003-04-01	2004-07-05
	Rep	Dealing in securities	2003-04-01	2004-07-05