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Shum, Ka Yee (SFC:AGK995) 岑嘉怡 Hong Kong SFC License Details (ID 109293)
Shum, Ka Yee (SFC:AGK995) 岑嘉怡
SFC ID:
AGK995
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
TAI SHING STOCK INVESTMENT CO. LIMITED
Rep
Advising on corporate finance
-
2003-09-01
Rep
Asset management
-
2003-09-01
Rep
Advising on securities
-
2005-04-08
Rep
Dealing in securities
-
2005-10-10