Personnel Hong Kong SFC License Details (ID 109351)

Personnel Hong Kong SFC License Details (ID 109351)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2017-01-23	2019-06-24
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	-	2005-02-26
	Rep	Advising on securities	-	2005-02-26
	Rep	Asset management	-	2005-02-26
	Rep	Providing automated trading services	-	2005-02-26
	Rep	Dealing in securities	-	2005-02-26
Merrill Lynch Far East Limited	Rep	Asset management	-	2005-01-25
	Rep	Advising on corporate finance	-	2005-02-26
	Rep	Advising on securities	-	2005-02-26
	Rep	Dealing in securities	-	2005-02-26