Personnel Hong Kong SFC License Details (ID 109359)

Personnel Hong Kong SFC License Details (ID 109359)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zinvest Capital Management Limited	RO	Asset management	2018-04-04	2019-03-31
	Rep	Asset management	2017-12-01	2018-04-04
AP Asset Management (HK) Limited	Rep	Advising on futures contracts	2010-06-07	2010-06-07
	RO	Advising on futures contracts	2009-12-07	2010-06-07
	RO	Advising on securities	2009-12-07	2010-06-23
	RO	Asset management	2009-12-07	2010-06-23
	RO	Dealing in securities	2009-12-07	2010-06-23
	Rep	Advising on futures contracts	2005-06-29	2009-12-07
	Rep	Asset management	2005-06-29	2009-12-07
	Rep	Dealing in securities	2005-06-29	2009-12-07
	Rep	Advising on securities	2005-04-22	2009-12-07
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2005-03-24
	Rep	Asset management	-	2005-03-24
	Rep	Advising on securities	-	2005-03-29