| WINTECH SECURITIES LIMITED | Rep | Dealing in securities | 2008-03-12 | 2009-11-30 |
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2004-07-12 | 2008-02-01 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-07-12 | 2008-02-01 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-16 | 2004-06-24 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-16 | 2004-06-24 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-07-17 | 2003-09-10 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-07-17 | 2003-09-10 |
| CSC FUTURES (HK) LIMITED | Rep | Advising on futures contracts | - | 2003-07-17 |
| Rep | Asset management | - | 2003-07-17 |
| Rep | Dealing in futures contracts | - | 2003-07-17 |
| CSC SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | - | 2003-07-17 |
| Rep | Advising on securities | - | 2003-07-17 |
| Rep | Asset management | - | 2003-07-17 |
| Rep | Providing automated trading services | - | 2003-07-17 |
| Rep | Dealing in securities | - | 2003-07-17 |