| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-21 | 2011-02-12 |
| Rep | Dealing in securities | 2008-10-21 | 2011-02-12 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | - | 2004-11-24 |
| Rep | Asset management | - | 2004-11-24 |
| Rep | Dealing in futures contracts | - | 2008-09-03 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2004-11-24 |
| Rep | Advising on futures contracts | - | 2004-11-24 |
| Rep | Advising on securities | - | 2004-11-24 |
| Rep | Asset management | - | 2004-11-24 |
| Rep | Dealing in futures contracts | - | 2008-09-03 |
| Rep | Dealing in securities | - | 2008-09-03 |