| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-08-08 | 2008-05-17 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-07-14 | 2008-05-17 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-07-05 | 2008-05-17 |
| CHOW SANG SANG SECURITIES (HK) LIMITED | Rep | Providing automated trading services | - | 2003-08-04 |
| Rep | Advising on corporate finance | - | 2004-05-06 |
| Rep | Advising on securities | - | 2004-05-06 |
| Rep | Asset management | - | 2004-05-06 |
| Rep | Dealing in securities | - | 2004-05-06 |
| CHOW SANG SANG SECURITIES LIMITED | Rep | Providing automated trading services | - | 2003-08-04 |
| Rep | Advising on corporate finance | - | 2004-05-06 |
| Rep | Advising on securities | - | 2004-05-06 |
| Rep | Asset management | - | 2004-05-06 |
| Rep | Dealing in securities | - | 2004-05-06 |