Personnel SFC Licences and HKMA Registrations (ID 10943855)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2026-02-02	-
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2021-10-20	2024-06-27
	Rep	Dealing in securities	2021-10-20	2024-06-27
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2017-05-25	2021-10-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.