Personnel Hong Kong SFC License Details (ID 10944085)

Personnel Hong Kong SFC License Details (ID 10944085)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2023-10-04	2023-10-06
	Rep	Dealing in futures contracts	2023-10-04	2023-10-06
	Rep	Advising on futures contracts	2018-02-13	2018-02-14
	Rep	Dealing in futures contracts	2018-02-13	2018-02-14
	Rep	Advising on futures contracts	2018-01-26	2018-01-26
	Rep	Dealing in futures contracts	2018-01-26	2018-01-26
	Rep	Advising on futures contracts	2017-05-25	2017-05-26
	Rep	Dealing in futures contracts	2017-05-25	2017-05-26
	Rep	Dealing in futures contracts	2013-05-08	2013-05-08