Personnel Hong Kong SFC License Details (ID 109456)

Personnel Hong Kong SFC License Details (ID 109456)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2008-01-23	2008-09-01
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2007-12-05	2008-09-01
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2007-12-05	2008-09-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-03-26	2007-11-27
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-03-26	2007-11-27
Asia Pacific Securities Limited	Rep	Dealing in securities	2006-09-01	2007-03-17
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2006-09-01	2007-03-17
GT CAPITAL LIMITED	Rep	Dealing in futures contracts	2006-06-16	2006-08-31
	Rep	Dealing in securities	2005-12-09	2006-08-31
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2004-08-11	2005-11-29
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2004-08-11	2005-11-29
EMPEROR FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-07-19
	Rep	Asset management	-	2004-07-19
	Rep	Dealing in futures contracts	-	2004-08-06
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on corporate finance	-	2004-07-19
	Rep	Advising on securities	-	2004-07-19
	Rep	Asset management	-	2004-07-19
	Rep	Providing automated trading services	-	2004-07-19
	Rep	Dealing in securities	-	2004-08-06