Personnel Hong Kong SFC License Details (ID 109523)

Personnel Hong Kong SFC License Details (ID 109523)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	RO	Dealing in securities	2012-03-28	2013-11-02
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2008-05-27	2011-04-01
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2008-04-16	2011-04-01
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2003-08-05	2011-04-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-05-17
	Rep	Advising on securities	-	2003-05-17
	Rep	Asset management	-	2003-05-17