Personnel Hong Kong SFC License Details (ID 109532)

Personnel Hong Kong SFC License Details (ID 109532)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2014-07-10	2019-08-31
	Rep	Advising on securities	2014-07-10	2019-08-31
	Rep	Dealing in securities	2014-07-10	2019-08-31
	Rep	Advising on securities	2007-08-30	2010-07-09
	Rep	Advising on corporate finance	2007-08-08	2010-07-09
	Rep	Dealing in securities	2007-08-08	2010-07-09
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	-	2004-11-24
	Rep	Asset management	-	2004-11-24
	Rep	Advising on corporate finance	-	2007-07-10
	Rep	Dealing in securities	-	2007-07-10