Personnel Hong Kong SFC License Details (ID 109543)

Personnel Hong Kong SFC License Details (ID 109543)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2016-02-23	2017-07-19
	Rep	Dealing in securities	2016-02-23	2017-07-19
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2014-11-21	2015-07-06
	Rep	Advising on securities	2014-11-21	2015-07-06
	Rep	Dealing in securities	2014-11-21	2015-07-06
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2011-09-19	2014-05-19
	Rep	Advising on securities	2011-09-19	2014-05-19
	Rep	Dealing in securities	2011-09-19	2014-05-19
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2011-09-19	2014-05-19
	Rep	Advising on securities	2011-09-19	2014-05-19
	Rep	Dealing in securities	2011-09-19	2014-05-19