| Blue Water Capital Management Limited | Rep | Advising on securities | 2026-08-28 | - |
| Hazel Securities Limited | RO | Advising on securities | 2025-11-24 | 2026-07-31 |
| RO | Dealing in securities | 2025-11-24 | 2026-07-31 |
| Golden K2 Securities Limited | RO | Dealing in securities | 2023-11-13 | 2024-05-31 |
| Livermore Holdings Limited | RO | Dealing in securities | 2022-06-02 | 2022-08-31 |
| RO | Advising on securities | 2022-06-02 | 2023-08-14 |
| BridgeWood Alternatives Limited | RO | Advising on securities | 2021-07-02 | 2021-12-31 |
| RO | Dealing in securities | 2021-07-02 | 2021-12-31 |
| Finex Hong Kong Limited | Rep | Asset management | 2020-07-17 | 2021-03-31 |
| RO | Advising on securities | 2020-02-03 | 2021-03-31 |
| RO | Dealing in securities | 2020-02-03 | 2021-03-31 |
| VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | RO | Advising on securities | 2019-02-01 | 2020-01-31 |
| RO | Dealing in securities | 2018-01-22 | 2020-01-31 |
| Rep | Dealing in securities | 2018-01-02 | 2018-01-22 |
| China Enterprise Securities Company Limited | Rep | Advising on securities | 2017-03-17 | 2017-09-11 |
| Rep | Asset management | 2017-03-17 | 2017-09-11 |
| Rep | Dealing in securities | 2017-03-17 | 2017-09-11 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2016-12-05 | 2017-02-11 |
| South China Investment Management Limited | Rep | Asset management | 2016-12-05 | 2017-02-11 |
| SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2016-12-05 | 2017-02-11 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2016-12-05 | 2017-02-11 |
| YF Life Investors Limited | Rep | Advising on securities | 2008-06-11 | 2011-04-28 |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2004-06-14 | 2008-01-12 |