Personnel Hong Kong SFC License Details (ID 109620)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2008-06-03	2009-08-08
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2005-05-11	2007-04-08
SG SECURITIES (HK) LIMITED	Rep	Advising on securities	-	2003-12-16
	Rep	Asset management	-	2003-12-16
	Rep	Advising on corporate finance	-	2004-05-19
	Rep	Providing automated trading services	-	2004-05-19
	Rep	Dealing in securities	-	2004-05-19