Personnel SFC Licences and HKMA Registrations (ID 109697)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zhong Shan Asset Management Limited	RO	Advising on securities	2026-07-09	-
	RO	Asset management	2026-07-09	-
Zircon Securities (HK) Limited	RO	Advising on futures contracts	2024-07-09	2025-04-21
	RO	Dealing in futures contracts	2024-07-09	2025-04-21
	RO	Advising on securities	2021-09-10	2025-04-21
	RO	Asset management	2021-09-10	2025-04-21
	RO	Dealing in securities	2021-09-10	2025-04-21
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	2003-04-01	2003-07-21
	Rep	Advising on securities	2003-04-01	2003-07-21
	Rep	Asset management	2003-04-01	2003-07-21
	Rep	Dealing in securities	2003-04-01	2003-07-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.