| Funderstone Futures Limited | Rep | Dealing in futures contracts | 2015-07-03 | 2019-01-01 |
| Funderstone Securities Limited | Rep | Advising on corporate finance | 2015-07-03 | 2019-01-01 |
| Rep | Dealing in securities | 2015-07-03 | 2019-01-01 |
| Astrum Capital Management Limited (HK) | Rep | Advising on corporate finance | 2014-09-17 | 2015-04-10 |
| Rep | Dealing in futures contracts | 2014-09-17 | 2015-04-10 |
| Rep | Dealing in securities | 2014-09-17 | 2015-04-10 |
| Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2014-05-30 | 2014-09-10 |
| Rep | Dealing in securities | 2014-05-30 | 2014-09-10 |
| Soochow Securities International Futures Limited | Rep | Advising on futures contracts | 2014-05-30 | 2014-09-10 |
| Rep | Dealing in futures contracts | 2014-05-30 | 2014-09-10 |