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Lo, James Chak Min 羅澤銘 Hong Kong SFC License Details (ID 109892)
Lo, James Chak Min 羅澤銘
SFC ID:
AGO493
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
AIA WEALTH MANAGEMENT COMPANY LIMITED
Rep
Advising on corporate finance
-
2004-06-05
Rep
Asset management
-
2004-07-07
Rep
Dealing in securities
-
2004-07-07
Rep
Advising on securities
-
2009-07-31