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Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 109915)

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Public Disciplinary Actions

Universal Insurance Consultants & Brokers Ltd & Ms Au Mei Chun acquitted

SFC, 03-Jan-2013

Orgs

People

Insurance agents Lau Chun Yin & Chau Chi Ho convicted of selling investment fund without licences

SFC, 17-Aug-2012

Orgs

People